Yim, Fung 閻峰

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Filing in Guotai Junan International Holdings Limited:O

Exchange	Code	Listed	Last trade	Delisted
HK Main	01788	2010-07-08			Docs

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Filing data

Date of relevant event:	2016-11-29
Awareness date (if later):
Filing date:	2016-12-02
Original filing:	Click here
Shares in issue as filed:	6,959,513,544

Long event

Stated disclosure reason:	Ceasing to have an interest
Capacity before:	Beneficial owner
Shares involved:	2,771,000
Currency:	HKD
Highest on-exchange price:	3.120
Average on-exchange price:	3.106
Implied total value:	8,606,726
On-exchange settlement date:	2016-12-01
CCASS changes on settlement date:	Click here

	Filer	Market	Prem/(disc) or share
Highest price	3.120	3.130	-0.32%
Average price	3.106	3.107	-0.04%
Volume	2,771,000	18,729,480	14.79%
Turnover	8,606,726	58,196,988	14.79%

Positions before and after the event

	Interest in shares
Position	Before	After	Change
Long	67,918,955	65,147,955	-2,771,000

	Percent of issued
Position	Before	After	Change
Long	0.98%	0.94%	-0.04%

Capacity of interests after the event

	Interest in shares
Capacity	Long	Short	Net
Beneficial owner	53,662,955	0	53,662,955
Beneficiary of a trust	11,485,000	0	11,485,000

	Percent of issued
Capacity	Long	Short	Net
Beneficial owner	0.77%	0.00%	0.77%
Beneficiary of a trust	0.17%	0.00%	0.17%

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