This page shows appointments (+) and cessations (-) in SFC licensees over the last 14 days.
A licensee is either a Responsible Officer (RO) or Representative (Rep).
We treat a person who holds both roles (in different activities) as
an RO. We query the SFC database and update the tables regularly. A
licensee is not necessarily a full-time employee and may have roles in more than
1 firm.
Some data are hidden to fit your display. Rotate?
| Row |
Firm |
Licensee |
Role |
Appointed |
Ceased |
| 1 |
313 Capital Management Limited |
Chan, Hoi Kiu (SFC:BXJ693) 陳塏喬 |
+Rep |
2026-01-20 |
|
| 2 |
ABCI CAPITAL LIMITED |
Huang, Xiao (SFC:BUD634) 黃瀟 |
+Rep |
2026-01-13 |
|
| 3 |
|
Lin, Shaoxing 林少行 |
+Rep |
2026-01-15 |
|
| 4 |
|
Wu, Hanhan (SFC:BXK232) 吴寒翰 |
+Rep |
2026-01-15 |
|
| 5 |
|
Yan, Lok Hang (SFC:BUN425) 甄樂衡 |
+Rep |
2026-01-13 |
|
| 6 |
|
Zhang, Wenjin (SFC:BRM031) 张文锦 |
+Rep |
2026-01-13 |
|
| 7 |
ABCI Securities Company Limited |
Lin, Shaoxing 林少行 |
+Rep |
2026-01-15 |
|
| 8 |
|
Wu, Hanhan (SFC:BXK232) 吴寒翰 |
+Rep |
2026-01-15 |
|
| 9 |
Achance Union Capital Management Company Limited |
Jiang, Rong (SFC:BWV064) 姜熔 |
+RO |
2026-01-15 |
|
| 10 |
|
Wang, Guozhen (SFC:BWV061) 王国振 |
+RO |
2026-01-15 |
|
| 11 |
Aeonea Limited |
Andler, Sebastien Tong-Yuan Jeremie |
+Rep |
2026-01-14 |
|
| 12 |
Airwallex Capital Hong Kong Limited |
Cheng, Wing Hing (SFC:BXH582) 鄭詠馨 |
+Rep |
2026-01-21 |
|
| 13 |
AllianceBernstein Hong Kong Limited |
Kuo, You-Yu 郭又語 |
+Rep |
2026-01-16 |
|
| 14 |
ALLY BRIDGE GROUP (HK) LIMITED |
Fu, Zhongxuan 傅鐘漩 |
+Rep |
2026-01-20 |
|
| 15 |
Alphadyne Asset Management (Hong Kong) Limited |
Li, Shuangxing 李双星 |
+Rep |
2026-01-19 |
|
| 16 |
Amundi Hong Kong Limited |
Lu, Ching Ho Jalen Howell 呂正鎬 |
+Rep |
2026-01-20 |
|
| 17 |
|
Rivollet, Simon Alain |
+Rep |
2026-01-20 |
|
| 18 |
AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED |
Zhang, Mei (SFC:ACX158) 章梅 |
+Rep |
2026-01-13 |
|
| 19 |
ANKAA CAPITAL LIMITED |
Qiu, Yufei (SFC:BMZ544) 邱雨菲 |
+Rep |
2026-01-20 |
|
| 20 |
Apollo Asset Management Limited (HK) |
Kosasih, Anthony |
+Rep |
2026-01-13 |
|
| 21 |
Apollo Capital Management Limited |
Chan, Pui Pui (SFC:ASO566) 陳珮珮 |
+Rep |
2026-01-13 |
|
| 22 |
Apollo Management Asia Pacific Limited |
Chen, Ming Xuan 陳銘軒 |
+Rep |
2026-01-16 |
|
| 23 |
AQR Capital Management (Asia) Limited |
Lee, Addison Yan-Han |
+Rep |
2026-01-12 |
|
| 24 |
ARDIAN Hong Kong Limited |
Chen, Wei-Yu (SFC:BXH059) 陳威宇 |
+Rep |
2026-01-15 |
|
| 25 |
Ares Management Asia (Hong Kong) Limited |
Ye, Xiuping 叶修平 |
+Rep |
2026-01-15 |
|
| 26 |
Ark Group Holdings (Hong Kong) Limited |
Kwan, Tsun Man 關俊文 |
-Rep |
2025-10-28 |
2026-01-22 |
| 27 |
|
|
+RO |
2026-01-22 |
|
| 28 |
|
Li, Haipeng (SFC:BXJ419) 李海鵬 |
+Rep |
2026-01-19 |
|
| 29 |
|
Shan, Jingjing 單靜靜 |
+Rep |
2026-01-21 |
|
| 30 |
ASSURED ASSET MANAGEMENT LIMITED (HK) |
Lileeva, Elena (SFC:BWF522) |
-Rep |
2025-11-24 |
2026-01-15 |
| 31 |
|
|
+RO |
2026-01-15 |
|
| 32 |
Ballas Capital Limited |
Wong, Pak Ho Cyrus |
+Rep |
2026-01-19 |
|
| 33 |
Balyasny Asset Management (Hong Kong) Limited |
Chen, Yi-Kai 陳宜楷 |
+Rep |
2026-01-19 |
|
| 34 |
|
Yau, Patrick Peylin 姚沛林 |
+Rep |
2026-01-16 |
|
| 35 |
BARCLAYS CAPITAL ASIA LIMITED |
Kwan, Lawrence Chi Yan 關智仁 |
+Rep |
2026-01-14 |
|
| 36 |
BARING ASSET MANAGEMENT (ASIA) LIMITED |
Ricco, Melissa A |
+Rep |
2026-01-13 |
|
| 37 |
Barrenjoey Asia Limited |
Mott, Jonathan James (SFC:AUW134) |
+Rep |
2026-01-14 |
|
| 38 |
BC Global Asset Management Limited |
Zhu, Yinuo 朱一诺 |
+Rep |
2026-01-19 |
|
| 39 |
BEAR BRIGHT LIMITED |
Sung, Hilda 宋玲鋆 |
+Rep |
2026-01-22 |
|
| 40 |
Beevest Securities Limited |
Liu, Rui (SFC:BXH760) 劉睿 |
+Rep |
2026-01-20 |
|
| 41 |
Belter Risen Asset Management Limited |
Yik, Kwan Ho 易君豪 |
+RO |
2026-01-13 |
|
| 42 |
BFAM Partners (Hong Kong) Limited |
Howe, Christian John |
+Rep |
2026-01-12 |
|
| 43 |
BlackRock Asset Management North Asia Limited |
Bradford, Charles John (SFC:BXM225) |
+Rep |
2026-01-19 |
|
| 44 |
BNP PARIBAS SECURITIES (ASIA) LIMITED |
Jiang, Xiongxiao 蔣熊孝 |
-Rep |
2025-09-29 |
2026-01-23 |
| 45 |
|
|
+RO |
2026-01-23 |
|
| 46 |
|
Lu, Zhuoyi 盧卓毅 |
+Rep |
2026-01-15 |
|
| 47 |
BNY Mellon Investment Management Hong Kong Limited |
Wong, Sin Tung (SFC:BXK980) |
+Rep |
2026-01-12 |
|
| 48 |
BOCHK Asset Management Limited |
Ng, Samson Siu Fung 吳肇鋒 |
+Rep |
2026-01-23 |
|
| 49 |
BOCI SECURITIES LIMITED |
Chen, Sichao (SFC:BOW553) 陳思超 |
+Rep |
2026-01-13 |
|
| 50 |
|
Fei, Yunqing 費云青 |
+Rep |
2026-01-13 |
|
| 51 |
|
Hu, Wenzhou 胡文洲 |
+Rep |
2026-01-22 |
|
| 52 |
|
Li, Tony Ka Ho 李嘉豪 |
+Rep |
2026-01-22 |
|
| 53 |
|
Lin, Zhongheng 林仲衡 |
+Rep |
2026-01-13 |
|
| 54 |
|
Liu, Yusheng (SFC:AWQ090) 劉宇聲 |
+Rep |
2026-01-13 |
|
| 55 |
|
Lou, Jia (SFC:BDE442) 樓佳 |
+Rep |
2026-01-13 |
|
| 56 |
|
Zhang, Wan (SFC:BHZ850) 張婉 |
+Rep |
2026-01-13 |
|
| 57 |
|
Zhang, Zhe (SFC:BIY266) 張喆 |
+Rep |
2026-01-22 |
|
| 58 |
BOWLEA SECURITIES LIMITED |
Liu, Wenya (SFC:BXF758) 劉文雅 |
+Rep |
2026-01-14 |
|
| 59 |
Boyu Capital Investment Management Co., Limited |
Zhang, Shaofei (SFC:BXB667) 張少飛 |
+Rep |
2026-01-14 |
|
| 60 |
Bradbury Securities Limited |
Luk, Tan 陸丹 |
-Rep |
2025-11-26 |
2026-01-20 |
| 61 |
|
|
+RO |
2026-01-20 |
|
| 62 |
Brianna Capital (Asia) Limited |
Lam, James Ting Kin 林廷堅 |
+Rep |
2026-01-13 |
|
| 63 |
|
Wang, Jerry Hua-lin 王華麟 |
+Rep |
2026-01-19 |
|
| 64 |
Bright Moon Capital Limited |
Zhen, Jingjing 甄晶晶 |
+Rep |
2026-01-19 |
|
| 65 |
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED |
Wong, Lok Fung (SFC:BXJ765) 黃洛鋒 |
+Rep |
2026-01-22 |
|
| 66 |
Brightus Management Limited |
E, Linlin 鄂琳琳 |
+RO |
2026-01-15 |
|
| 67 |
Burkehill Global Management HK Limited |
Lau, Keith Ka Ki 劉家麒 |
+Rep |
2026-01-19 |
|
| 68 |
CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED |
Chan, Ho Wai (SFC:BVI774) 陳浩維 |
+Rep |
2026-01-22 |
|
| 69 |
Capibara Capital (Hong Kong) Limited |
Zhao, Peilin (SFC:BOM281) 趙沛霖 |
+Rep |
2026-01-22 |
|
| 70 |
CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED |
Chow, Hoi Suen Angus 周凱旋 |
+Rep |
2026-01-22 |
|
| 71 |
|
Lui, Ka Shing 呂嘉勝 |
+Rep |
2026-01-20 |
|
| 72 |
CARLYON SECURITIES LIMITED |
Xie, Xiaoping (SFC:BPM129) 谢孝平 |
-Rep |
2021-12-14 |
2026-01-22 |
| 73 |
|
|
+RO |
2026-01-22 |
|
| 74 |
CATHAY SECURITIES (HONG KONG) LIMITED |
Kung, Hwei Kuok 龔惠国 |
+Rep |
2026-01-14 |
|
| 75 |
CBH Asia Limited |
Hu, Yao Yuan 胡耀元 |
+Rep |
2026-01-13 |
|
| 76 |
CC SIF Advisory Limited |
Zhang, Sensen (SFC:AZC333) 張森森 |
+Rep |
2026-01-20 |
|
| 77 |
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED |
Ouyang, Puxi 歐陽普晞 |
+Rep |
2026-01-19 |
|
| 78 |
|
Zhang, Yucheng (SFC:BXL689) 張寓成 |
+Rep |
2026-01-19 |
|
| 79 |
CCB INTERNATIONAL CAPITAL LIMITED |
Fan, Yingjie (SFC:BJE201) 范英杰 |
+Rep |
2026-01-15 |
|
| 80 |
|
Yan, Sin Hang 殷善衡 |
+Rep |
2026-01-19 |
|
| 81 |
CCB INTERNATIONAL SECURITIES LIMITED |
Cai, Hongfeng 蔡洪峰 |
+Rep |
2026-01-19 |
|
| 82 |
|
Xie, Zhuoli 謝卓立 |
+Rep |
2026-01-21 |
|
| 83 |
|
Zhang, Jiehao (SFC:BUC824) 章杰皓 |
+Rep |
2026-01-19 |
|
| 84 |
CENTALINE SECURITIES LIMITED |
Chan, Yan Yan (SFC:AFR461) 陳欣欣 |
+Rep |
2026-01-12 |
|
| 85 |
CES Commodities (HK) Limited |
Law, Wing Leung 羅詠良 |
+Rep |
2026-01-15 |
|
| 86 |
CES Forex (HK) Limited |
|
+Rep |
2026-01-15 |
|
| 87 |
|
Lo, Dickson Tat San 羅達生 |
+Rep |
2026-01-16 |
|
| 88 |
CGS International Securities Hong Kong Limited |
Lim, Siew Khee |
+Rep |
2026-01-19 |
|
| 89 |
|
Tay, Wee Kuang |
+Rep |
2026-01-19 |
|
| 90 |
CHEONG LEE SECURITIES LIMITED |
Yiu, Ching Fung 姚青峯 |
+Rep |
2026-01-12 |
|
| 91 |
CHIEF SECURITIES LIMITED |
Hung, Fan Shun 孔繁訊 |
+Rep |
2026-01-16 |
|
| 92 |
|
Sun, Kai Man 孫啟文 |
+Rep |
2026-01-16 |
|
| 93 |
|
Tam, Kam Fai (SFC:BXJ329) 譚錦輝 |
+Rep |
2026-01-16 |
|
| 94 |
|
Wen, Yuyue 文钰越 |
+Rep |
2026-01-20 |
|
| 95 |
China Angel Fund Management (HK) Company Limited |
Huang, Xiaorong (SFC:BXF584) 黃晓蓉 |
+Rep |
2026-01-19 |
|
| 96 |
|
Lin, Hongli 林鴻麗 |
+Rep |
2026-01-15 |
|
| 97 |
CHINA INTERNATIONAL CAPITAL OF TECHNOLOGY (HONG KONG) LIMITED |
Lo, Kung Hang 羅功恆 |
+RO |
2026-01-16 |
|
| 98 |
|
Lui, Hiu Ki Jesine 呂曉琪 |
+RO |
2026-01-16 |
|
| 99 |
CHINA SKY SECURITIES LIMITED |
Huang, Xiaorong (SFC:BXF584) 黃晓蓉 |
+Rep |
2026-01-19 |
|
| 100 |
|
Lin, Hongli 林鴻麗 |
+Rep |
2026-01-15 |
|
| 101 |
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED |
Kung, Hwei Kuok 龔惠国 |
-Rep |
2024-08-15 |
2026-01-13 |
| 102 |
Everbright Securities Investment Services (HK) Limited |
Law, Wing Leung 羅詠良 |
+Rep |
2026-01-15 |
|
| 103 |
EverTrade Securities Limited |
Leung, Kai Yin (SFC:BVZ946) 梁棨諺 |
+RO |
2026-01-21 |
|
| 104 |
|
Shi, Weili 史維力 |
+RO |
2026-01-21 |
|
| 105 |
GY Investment Management Group Limited |
Chi, Mei 池微 |
+RO |
2026-01-22 |
|
| 106 |
|
Koo, Vincent Wing Tat 古頴達 |
+RO |
2026-01-22 |
|
| 107 |
Polo Elite Capital Limited |
Hamaguchi, Koichi |
+RO |
2026-01-14 |
|
| 108 |
|
Mok, Hiu Lam 莫曉籃 |
+RO |
2026-01-14 |
|
| 109 |
REVO Digital Family Office Limited |
Chow, William Wai Chiu 曹偉超 |
+RO |
2026-01-23 |
|
| 110 |
|
Yan, Kai (SFC:BTT668) 顏凱 |
+RO |
2026-01-23 |
|
| 111 |
SKYWAY PACIFIC RESEARCH AND CAPITAL MANAGEMENT LIMITED |
Sanchez, Marlon Mikhail |
+RO |
2026-01-16 |
|
| 112 |
|
Xu, Changqing (SFC:BGR289) 徐長青 |
+RO |
2026-01-16 |
|
| 113 |
TS Capital Partners (Hong Kong) Limited |
Chew, Boon Lian 周文良 |
+RO |
2026-01-16 |
|
| 114 |
|
Xin, Eric Yuesheng 信躍升 |
+RO |
2026-01-16 |
|
